The key civil, criminal, and regulatory issues!
Rebroadcasts
"Last Kick at the Can 2015": Friday, December 18, 2015; Time: 9:00 am – 4:00 pm
"Jump Start on CPD 2016": Monday, February 29, 2016; Time: 9:00 am – 4:00 pm
(Original course: Friday, September 18, 2015)
Who should attend:
- litigation counsel seeking a comprehensive review and update on both procedural and substantive issues of importance in the civil, criminal, and regulatory spheres comprising the area of securities litigation
- regulators, in-house and general counsel, Ultimate Designated Persons, Chief Compliance Officers, compliance personnel, and other risk managers with securities dealers and other market participants
- directors and officers of public and private companies and investment and mutual fund advisors who want to better understand the current securities regulatory enforcement paradigm
Learning level: All levels
This course will cover the gamut of important civil, criminal, and regulatory issues in securities litigation. The program features a diversity of perspectives from senior counsel in the private bar, the Crown, regulatory agencies, and industry professionals. The course weaves together procedural and substantive legal updates with practical advice on practice management and case handling. If you practice in this area or if the reach of securities regulation affects your business mandate, you do not want to miss this educational and networking opportunity.
At this course you will learn about...
- the mandate of the Commission and the duties of investigators and staff
- the mechanics and the process surrounding Commission enforcement proceedings
- the ethical and professionalism issues that arise in securities litigation
- scope an operation of administrative orders, penalties and sanctions
- the operation of criminal and quasi-criminal proceedings as they relate to securities transactions
- the implications of “Grand Market Regulator” for enforcement in securities
- the enforcement issues unique to over the counter and venture markets
- the process and issues with transactional securities litigation
Law Society of BC CPD Hours: 6.5 hours (a minimum of 1 hour will involve aspects of professional responsibility and ethics, client care and relations, and/or practice management).
Course Chairs
Sean K. Boyle — Blake, Cassels & Graydon LLP, Vancouver
Abbas Sabur — Shapray Cramer Fitterman Lamer LLP, Vancouver
Featured Speaker
Jeffrey MacIntosh — Professor & Toronto Stock Exchange Chair in Capital Markets Law, Faculty of Law, University of Toronto
Pricing
1. "Last Kick at the Can 2015" Rebroadcast: $475
Registration includes an electronic copy of the course materials.
2. "Jump Start on CPD 2016" Rebroadcast
EARLY BIRD (Register by February 1, 2016 and SAVE): $430
Save even more with your CPDone Pass. Click here for more info.
After February 1, 2016: $475
Registration includes an electronic copy of the course materials.
SPECIAL GROUP RATES! New "plus-one" pricing!
Gather around one computer and SAVE on Live Webinar/Rebroadcast costs. Pay full price for the first registration and have each additional viewer join you for $125 per day. Contact Customer Service for more info.
Webinar Archive: This course was added to the Webinar Archive. See below to subscribe.
Unable to attend without financial support? To learn more about CLEBC's Bursary Program click here and for our Easy Pay Plan click here.
Can't make the live course/live webinar?
1. Order the online course materials, an archive of all CLEBC papers published since 2001. ... OR
2. Subscribe to the Webinar Archive, a repository of recordings of most CLEBC past courses.
Annual subscription rates for both options are based on firm size.
CLEBC Program Lawyer
Raymond Lee
rlee@cle.bc.ca