Capital Pool Companies for Junior Lawyers and LSS
Product Type:
Course Materials - Print
ISBN:
1-55258-506-9
Pages:
382
Price:
$140.00
This book is essential for: junior lawyers and experienced legal support staff looking for information on capital pool companies, prospectuses, qualifying transactions, brokered private placements, and mining option agreements.
Current to: March 2007
Capital pool companies, prospectuses, qualifying transactions, brokered private placements, due diligence, mining option agreements—do these transactions confuse you? Based on two fact patterns, and loaded with forms and precedents provided by experienced securities practitioners, these materials will be your guide to successfully navigate through the intricate and difficult everyday transactions. With this book of documents at your side, you'll feel confident and informed on your next CPC deal.
CONTENTS
- fact patterns
- checklists of procedures and documents: formation, IPO, and listing of CPC; qualifying transaction of CPC
- capital projects corporation—formation, IPO, and listing of CPCs: forms and precedents
- qualifying transactions—samples: transaction, finder's fee agreement, letter of intent, and mining option agreement
- brokered private placement and due diligence: forms and precedents
- preparing the filing statement—samples: calculations, filing statement, acknowledgement and consents, Form 3B1 - 3B2
- closing and post-closing filings: materials change report; report of exempt distribution; includes list of securities regulatory authorities and regulators
| Role | Name |
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Course Materials Author
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Charlotte A. Morganti
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Course Materials Author
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Andra Low
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Course Materials Author
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Dwight D. Dee
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Course Materials Author
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Linda J. Hogg
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Course Materials Author
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Kathy Tang
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