Securities Litigation-2012

This book is essential for: Regulators, in-house and general counsel, Ultimate Designated Persons (UDPs), Chief Compliance Officers (CCOs), compliance personnel and other risk managers with securities dealers and other market participants; litigation counsel seeking a comprehensive review and update on both procedural and substantive issues of importance in the civil, criminal, and regulatory spheres comprising the area of securities litigation; directors and officers of public and private companies and investment and mutual fund advisors who want to better understand the current securities regulatory enforcement paradigm.

Current to: December 2012

These materials cover the gamut of important civil, criminal, and regulatory issues in securities litigation. The book features a diversity of perspectives from senior counsel in the private bar, the Crown, regulatory agencies, and industry professionals weaving together procedural and substantive legal updates with practical advice on practice management and case handling. Topics include: regulatory proceedings, broker/client litigation and enforcement, shareholder litigation, materiality and disclosure, and criminal investigations of securities related offences. If you practice in this area or if the reach of securities regulation affects your business, you'll need this educational resource.

Course Materials Coordinator
Abbas Sabur — Shapray Cramer LLP, Vancouver

CLEBC Program Lawyer
Wendy McLean
wmclean@cle.bc.ca