Securities for Junior Lawyers and Legal Support Staff-2011 Update

This book is essential for: junior securities lawyers and legal support staff.

Current to: February 2011

All you need to know!
In this publication, you will review topics critical to a securities practice, including financial statement essentials, corporate governance, and due diligence, before looking at the basics of a specialized transaction, learning from experienced counsel how best to approach and navigate the pitfalls. You will also hear from the TSX/V on how to make your interaction there easier! Learn the tips and tricks of a successful securities practice!

CONTENTS

• corporate governance: corporate governance policy, conflicts of interest policy, insider trading compliance, black-out policy
• due diligence: sample due diligence request list, minute book review checklist
• plans of arrangement: sample timetable, sample closing agenda, Industry Canada policy statement
• TSX/V filings: order form, checklist for submitting a geological report, common filing errors, sample pre-filing letter, private placements FAQ, incenetive stock options FAQ
• additional materials: financial statement essentials